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利用2010—2019年中国沪深A股上市公司数据，构建双向固定效用模型、面板Tobit模型和工具变量法，在经济区域、企业规模和产权性质三方面差异的基础上，实证检验了政府研发补贴对企业创新绩效的影响效应。研究发现：政府研发补贴对企业创新绩效存在显著的激励效应，且这种正向促进效应具有时滞性。从企业所处区域来看，相比中西部区域，政府研发补贴对经济发达的东部区域激励效应更强。从企业异质性视角来看，政府研发补贴对中小企业创新绩效的激励效应要大于大规模企业，对非国有企业的激励效应要大于国有企业。本研究为政府在甄选资助对象以及政策实施方面提供相应的政策建议。
Abstract：Using the data of A-share listed companies in Shanghai and Shenzhen from 2010 to 2019,this paper constructs a two-way fixed utility model,panel Tobit model and instrumental variable method,and empirically tests the impact of government R&D subsidies on enterprise innovation performance based on the differences in economic region,enterprise scale and property right nature. It is found that government R&D subsidies have a significant incentive effect on enterprise innovation performance,and this positive promotion effect has time lag. From the perspective of the region where the enterprise is located,compared with the central and western regions,the government R&D subsidy has a stronger incentive effect on the economically developed eastern region.From the perspective of enterprise heterogeneity,the incentive effect of government R&D subsidies on the innovation performance of small and medium-sized enterprises is greater than that of large-scale enterprises, and the incentive effect on non-state-owned enterprises is greater than that of state-owned enterprises. This study provides corresponding policy suggestions for the government in the selection of funding objects and policy implementation.
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(1)东部包括北京、天津、河北、辽宁、上海、江苏、浙江、福建、山东、广东和海南,中部包括山西、吉林、黑龙江、安徽、江西、河南、湖北和湖南,西部包括四川、内蒙古、贵州、云南、陕西、甘肃、青海、宁夏、重庆、西藏、新疆和广西。
基本信息:
DOI：10.16513/j.cnki.cje.20220126.001
中图分类号:F273.1;F832.51;F812.45
引用信息:
[1]李丹丹.政府研发补贴对企业创新绩效的影响研究——基于企业规模和产权异质性视角[J].经济学报,2022,9(01):141-161.DOI:10.16513/j.cnki.cje.20220126.001.
基金信息:
国家社会科学基金一般项目“产业共生视角下中国对‘一带一路’国家产业转移模式及演化路径研究”(18BJY002); 陕西省哲学社会科学重大理论与现实问题研究项目“陕西省数字经济和实体经济融合发展研究”(2021ND0392); 陕西省软科学计划项目“税收优惠对企业技术创新能力的影响研究”(2021KRM003); 西安市科技局软科学一般项目“政府研发补贴对企业创新行为和绩效的影响研究”(20RKX0048)的资助