县域经济增长能够带来官员的晋升吗?——基于县域卫星灯光数据的新考察Can Economic Growth Bring the Officials' Promotion? A New Survey of Satellite Light Data Based on County Level
张天华,钟泽凯,韩泽锋
摘要(Abstract):
县域经济作为国民经济的基本单元,在中国的经济发展和转型过程中扮演着关键角色,但在大量研究探讨政治晋升是否激励了省市级官员发展经济的背景下,这一层级经济增长的政治动力机制仍然是一个黑箱。本文通过考察经济增长业绩是否能促进官员晋升,分析县级行政区经济增长的动力机制,并以灯光数据衡量的真实增长业绩考察政治晋升动力机制的有效性。基于1998—2013年县域的经济增长及官员晋升数据的实证研究表明:(1)以GDP衡量的增长业绩能够有效促进县委书记的进一步晋升。官员的晋升与任期内GDP平均增长率呈正相关关系;前任官员GDP经济绩效被视为当期县委书记的"标杆",县委书记的晋升与相对于前任任期内GDP平均增长率呈正相关关系。(2)以卫星灯光亮度测算的真实经济业绩并未带来县委书记的晋升。并且,无论是绝对或相对的真实经济增长业绩都未能促进官员的晋升。(3)对晋升机制的研究发现,相对于军队和企业背景,具有学校工作背景的县委书记有更大的概率晋升。此外,无论是以经济效率提升衡量的长期经济发展绩效,还是以固定资本投资提升衡量的短期经济发展绩效,都不是促进县委书记晋升的渠道。上述研究表明,虽然"经济增长驱动晋升"的假说在县级行政区是存在的,但该晋升机制只存在于以GDP为指标的考核体系中,在以卫星灯光亮度测算的真实政绩指标下,经济增长并没有促进官员的晋升。这一研究结果深刻地反映了中国县级行政区层面经济增长与官员晋升之间的关系。
关键词(KeyWords): 卫星灯光数据;县域;经济增长;官员晋升
基金项目(Foundation): 张天华主持广东省自然科学基金项目“交通基础设施建设对企业资源配置效率影响研究(2017A030313445)”;; 董志强主持国家自然科学基金面上项目中国劳动收入份额决定的微观机制:基于转型背景和企业要素收入分配视角的理论实证研究”(71473089)资助
作者(Author): 张天华,钟泽凯,韩泽锋
DOI: 10.16513/j.cnki.cje.2019.02.002
参考文献(References):
- 白重恩,杜颖娟,陶志刚,等.2004.地方保护主义及产业地区集中度的决定因素和变动趋势[J].经济研究,(4):29-40.Bai C E,Du Y J,Tao Z G,et al.2004.Local protectionism and industrial concentration in China:overall trend and important factors[J].Economic Research Journal,(4):29-40.(in Chinese)
- 曹子阳,吴志峰,匡耀求,等.2015.DMSP/OLS夜间灯光影像中国区域的校正及应用[J].地球信息科学学报,17(9):1092-1102.Cao Z Y,Wu Z F,Kuang Y Q,et al.2015.Correction of DMSP/OLS nighttime light images and its application in China[J].Journal of Geo-Information Science,17(9):1092-1102.(in Chinese)
- 杜兴强,曾泉,吴洁雯.2012.官员历练、经济增长与政治擢升——基于1978~2008年中国省级官员的经验证据[J].金融研究,(2):30-47.Du X Q,Zeng Q,Wu J W.2012.Practice and experience of officials,economics growth and political promotion:Evidence from provincial officials in China over the period of 1978-2008[J].Journal of Financial Research,(2):30-47.(in Chinese)
- 范子英,彭飞,刘冲.2016.政治关联与经济增长——基于卫星灯光数据的研究[J].经济研究,(1):114-126.Fan Z Y,Peng F,Liu C.2016.Political connections and economic growth:Evidence from the DMSP/OLS satellite data[J].Economic Research Journal,(1):114-126.(in Chinese)
- 冯军旗.2010.中县干部[D].北京:北京大学,1-215.
- 国家统计局.2014:中国统计摘要[M].北京:中国统计出版社.
- 何春阳,史培军,李景刚,等.2006.基于DMSP/OLS夜间灯光数据和统计数据的中国大陆20世纪90年代城市化空间过程重建研究[J].科学通报,51(7):856-861.He C Y,Shi P J,Li J G,et al.2006.Restoring urbanization process in China in the 1990s by using non-radiance-calibrated DMSP/OLS nighttime light imagery and statistical data[J].Chinese Science Bulletin,51(13):1614-1620.(in Chinese)
- 江依妮,易雯.2017.区域差异、地方官员特征与教育支出行为[J].广东财经大学学报,32(6):58-66.Jiang Y N,Yi W.2017.Regional difference,local official feature and education expenditure behavior[J].Journal of Guangdong University of Finance&Economics,32(6):58-66.(in Chinese)
- 经济增长前沿课题组.2005.高投资、宏观成本与经济增长的持续性[J].经济研究,(10):12-23.Economic Growth Frontier Subject Team.2005.High growth of investment,macro-cost and the sustainability of economic growth[J].Economic Research Journal,(10):12-23.(in Chinese)
- 赖平耀.2016.中国经济增长的生产率困境:扩大投资下的增长下滑[J].世界经济,39(1):75-94.Lai P Y.2016.The productivity dilemma of China's economic growth:growth decline under expanded investment[J].The Journal of World Economy,39(1):75-94.(in Chinese)
- 刘江会.2017-05-09(09).夜间灯光数据衡量经济是否靠谱[N].解放日报.
- 罗党论,佘国满,陈杰.2015.经济增长业绩与地方官员晋升的关联性再审视——新理论和基于地级市数据的新证据[J].经济学(季刊),14(3):1145-1172.Luo D L,She G M,Chen J.2015.A new re-examination of the relationship between economic performance and local leader'promotion:New theory and new evidence from city-level data[J].China Economic Quarterly,14(3):1145-1172.(in Chinese)
- 吕凯波.2014.生态文明建设能够带来官员晋升吗?——来自国家重点生态功能区的证据[J].上海财经大学学报,16(2):67-74.Lv K B.2014.Does ecological civilization construction enhance official promotion?Evidence from national key ecological function zones[J].Journal of Shanghai University of Finance and Economics,16(2):67-74.(in Chinese)
- 皮埃尔·卡蓝默.2005.破碎的民主:试论治理的革命[M].高凌瀚,译.北京:生活·读书·新知三联书店.
- 史传林.2014.社会治理中的政府与社会组织合作绩效研究[J].广东社会科学,(5):81-88.Shi C L.2014.Research on the cooperative performance between government and social organizations in social governance[J].Social Sciences in Guangdong,(5):81-88.(in Chinese)
- 陶然,苏福兵,陆曦,等.2010.经济增长能够带来晋升吗?——对晋升锦标竞赛理论的逻辑挑战与省级实证重估[J].管理世界,(12):13-26.Tao R,Su F B,Lu X,et al.2010.Can economic growth bring the promotion?Logical challenge to the theory of promotion tournaments and provincial empirical re-evaluation[J].Management World,(12):13-26.(in Chinese)
- 王贤彬,徐现祥,李郇.2009.地方官员更替与经济增长[J].经济学(季刊),8(4):1301-1328.Wang X B,Xu X X,Li X.2009.Provincial governors'turnovers and economic growth:Evidence from China[J].China Economic Quarterly,8(4):1301-1328.(in Chinese)
- 王贤彬,徐现祥.2010.地方官员晋升竞争与经济增长[J].经济科学,(6):42-58.Wang X B,Xu X X.2010.Local official promotion competition and economic growth[J].Economic Science,32(6):42-58.(in Chinese)
- 王贤彬,黄亮雄,徐现祥,等.2017.中国地区经济差距动态趋势重估——基于卫星灯光数据的考察[J].经济学(季刊),16(3):877-896.Wang X B,Huang L X,Xu X X,et al.2017.Revisit China's regional economic convergence:Evidence from the DMSP/OLS night light data[J].China Economic Quarterly,16(3):877-896.(in Chinese)
- 王贤彬,黄亮雄.2018.夜间灯光数据及其在经济学研究中的应用[J].经济学动态,(10):75-87.Wang X B,Huang L X.2018.Nighttime light data and its applications in economics[J].Economic Perspectives,(10):75-87.(in Chinese)
- 王晓慧.2013.基于DMSP/OLS夜间灯光数据的中国近30年城镇扩展研究[D].南京:南京大学.Wang X H.2013.Urban expansion in China over the past 30years detected using DMSP/OLS nighttime light data[D].Nanjing:Nanjing University.(in Chinese)
- 徐康宁,陈丰龙,刘修岩.2015.中国经济增长的真实性:基于全球夜间灯光数据的检验[J].经济研究,(9):17-29.Xu K N,Chen F L,Liu X Y.2015.The truth of China economic growth:Evidence from global night-time light data[J].Economic Research Journal,(9):17-29.(in Chinese)
- 徐现祥,王贤彬.2008.“地方官员的培养”——来自我国省级官员的证据[D].广州:中山大学岭南学院.Xu X X,Wang X B.2008.Cultivating local official?Evidences from China[D].Guanzhou:Lingnan(University)College in Sun Yat-sen University.(in Chinese)
- 杨其静,聂辉华.2008.保护市场的联邦主义及其批判[J].经济研究,(3):99-114.Yang Q J,Nie H H.2008.Market-preserving federalism and criticism on it[J].Economic Research Journal,(3):99-114.(in Chinese)
- 杨洋,何春阳,赵媛媛,等.2011.利用DMSP/OLS稳定夜间灯光数据提取城镇用地信息的分层阈值法研究[J].中国图象图形学报,16(4):666-673.Yang Y,He C Y,Zhao Y Y,et al.2011.Research on the layered threshold method for extracting urban land using the DMSP/OLS stable nighttime light data[J].Journal of Image and Graphics,16(4):666-673.(in Chinese)
- 姚洋,张牧扬.2013.官员绩效与晋升锦标赛——来自城市数据的证据[J].经济研究,(1):137-150.Yao Y,Zhang M Y.2013.Performance of officials and the promotion tournament——Evidence from Chinese cities[J].Economic Research Journal,(1):137-150.(in Chinese)
- 张尔升.2010.地方官员的企业背景与经济增长——来自中国省委书记,省长的证据[J].中国工业经济,(3):129-138.Zhang E S.2010.Economic growth and local governors'entrepreneurial background——Evidence from the secretary of the CPC provincial committee and provincial governor[J].China Industrial Economics,(3):129-138.(in Chinese)
- 张军,施少华.2003.中国经济全要素生产率变动:1952-1998[J].世界经济文汇,(2):17-24.Zhang J,Shi S H.2003.Change in China's TFP:1952-1998[J].World Economic Forum,(2):17-24.(in Chinese)
- 张军.2005a.中国经济发展:为增长而竞争[J].世界经济文汇,(4):101-105.Zhang J.2005a.Development of Chinese economic:Compete for growth[J].World Economic Forum,(4):101-105.(in Chinese)
- 张军.2005b.为增长而竞争:中国之谜的一个解读[J].东岳论丛,26(4):15-19.Zhang J.2005b.Competition for growth:An explanation of the mystery of China[J].Dongyue Tribune,26(4):15-19.(in Chinese)
- 张军.2007.分权与增长:中国的故事[J].经济学(季刊),7(1):21-52.Zhang J.2007.Decentralization and growth:China context[J].China Economic Quarterly,7(1):21-52.(in Chinese)
- 张俊.2017.高铁建设与县域经济发展——基于卫星灯光数据的研究[J].经济学(季刊),16(4):1533-1562.Zhang J.2017.High-speed rail construction and county economic development:The research of satellite light data[J].China Economic Quarterly,16(4):1533-1562.(in Chinese)
- 周黎安.2004.晋升博弈中政府官员的激励与合作——兼论我国地方保护主义和重复建设问题长期存在的原因[J].经济研究,(6):33-40.Zhou L A.2004.The incentive and cooperation of government officials in the political tournaments:An interpretation of the prolonged local protectionism and duplicative investments in China[J].Economic Research Journal,(6):33-40.(in Chinese)
- 周黎安.2007.中国地方官员的晋升锦标赛模式研究[J].经济研究,(7):36-50.Zhou L A.2007.Governing China's local officials:an analysis of promotion tournament model[J].Economic Research Journal,(7):36-50.(in Chinese)
- 周黎安.2008.转型中的地方政府:官员激励与治理[M].上海:格致出版社.
- 朱建军,张蕊.2016.经济增长、民生改善与地方官员晋升再考察——来自2000-2014年中国省级面板数据的经验证据[J].经济学动态,(6):50-61.Zhu J J,Zhang R.2016.Economic growth,people's likelihoods improvement,and re-evaluation of local officials'promotion:Evidence from provincial panel data of China from 2000to 2014[J].Economic Perspectives,(6):50-61.(in Chinese)
- 邹进贵,陈艳华,田径,等.2014.基于ArcGIS的DMSP/OLS夜间灯光影像校正模型的构建[J].测绘地理信息,39(4):33-37.Zhou J G,Chen Y H,Tian J,et al.2014.Construction of the calibration model for DMSP/OLS nighttime light images based on ArcGIS[J].Journal of Geomatics,39(4):33-37.(in Chinese)
- Bardhan P.2006.Awakening giants,feet of clay:A comparative assessment of the rise of china and India[J].Journal of South Asian Development,1(1):1-17.
- Blanchard O,Shleifer A.2001.Federalism with and without political centralization:China versus Russia[J].IMF Staff Papers,48(S1):171-179.
- Bo Z Y.1996.Economic performance and political mobility:Chinese provincial leaders[J].Journal of Contemporary China,5(12):135-154.
- Chen X,Nordhaus W D.2011.Using luminosity data as a proxy for economic statistics[J].Proceedings of the National Academy of Sciences of the United States of America,108(21):8589-8594.
- Chen Y,Li H B,Zhou L A.2005.Relative performance evaluation and the turnover of provincial leaders in China[J].Economics Letters,88(3):421-425.
- Donaldson D,Storeygard A.2016.The view from above:Applications of satellite data in economics(Review)[J].Journal of Economic Perspectives,30(4):171-198.
- Elvidge C D,Baugh K E,Kihn E A,et al.1997.Mapping city lights with nighttime data from the DMSP operational linescan system[J].Photogrammetric Engineering&Remote Sensing,63(6):727-734.
- Elvidge C D,Ziskin D,Baugh K E,et al.2009.A fifteen year record of global natural gas flaring derived from satellite data[J].Energies,2(3):595-622.
- Elvidge C,Ziskin D,Baugh K,et al.2009.A fifteen year record of global natural gas flaring derived from satellite data[J].Energies,2(3):595-622.
- Hall F G,Strebel D E,Nickeson J E,et al.1991.Radiometric rectification:Toward a common radiometric response among multidate,multisensor images[J].Remote sensing of environment,35(1):11-27.
- Henderson J V,Storeard A,Weil D N.2012.Measuring economic growth from outer space[J].American Economic Review,102(2):994-1028.
- Jin H H,Qian Y Y,Weingast B R.2005.Regional decentralization and fiscal incentives:Federalism,Chinese Style[J].Journal of Public Economics,89(9-10):1719-1742.
- Lenney M P,Woodcock C E,Collins J B,et al.1996.The status of agricultural lands in Egypt:The use of multitemporal NDVI features derived from Landsat TM[J].Remote Sensing of Environment,56(1):8-20.
- Li H B,Zhou L A.2005.Political turnover and economic performance:The incentive role of personnel control in China[J].Journal of Public Economics,89(9-10):1743-1762.
- Liu Z F,He C Y,Zhang Q F,et al.2012.Extracting the dynamics of urban expansion in China using DMSP-OLS nighttime light data from 1992to 2008[J].Landscape and Urban Planning,106(1):62-72.
- Maskin E,Qian Y Y,Xu C G.2000.Incentives,information,and organizational form[J].Review of Economic Studies,67(2):359-378.
- Movshuk O.2002.The reliability of China's growth figures:A survey of recent statistical controversies[J].The Journal of Econometric Study of Northeast Asia,4(1):31-45.
- Opper S,Brehm S.2007.Networks versus performance:Political leadership promotion in China[R].Lund:Department of Economics,Lund University.
- Solow R M.1957.Technical change and the aggregate production function[J].Review of Economics and Statistics,39(3):312-320.
- Sutton P C,Costanza R.2002.Global estimates of market and non-market values derived from nighttime satellite imagery,land cover,and ecosystem service valuation[J].Ecological Economics,41(3):509-527.
- Walder A G.1995.Local governments as industrial firms:An organizational analysis of China's transitional economy[J].American Journal of Sociology,101(2):263-301.
- Yang D L.2006.Economic transformation and its political discontents in China:Authoritarianism,unequal growth,and the dilemmas of political development[J].Annual Review of Political Science,9:143-164.
- Zhou L A.2002.Career concerns,incentive contracts,and contract renegotiation in the Chinese political economy[D].California:Stanford University.
- Zhuravskaya E V.2000.Incentives to provide local public goods:Fiscal federalism,Russian style[J].Journal of Public Economics,76(3):337-368.