陈李强,黄晓燕,张玥

• 1:中山大学国际金融学院
• 2:新疆大学经济与管理学院

摘要(Abstract)：

外资对构建以国内大循环为主体、国内国际双循环相互促进的新发展格局至关重要。本文从马克思主义政治经济学理论和大国发展经济学视角出发，分析了外资在畅通国内大循环和深度融入国际外循环体系中的重要作用。此外，文章基于2007—2017年30个省域贸易增加值分解数据，揭示了省域国内国际双重价值链关联特征，并进一步实证检验了外资进入对省域国内国际双重价值链嵌入的影响和作用机制，并拓展了制度质量和信息化水平的分析情境。研究发现：第一，总体上，各省域对国内价值链和全球价值链的嵌入程度具有显著异质性。外资的进入提升了省域在国内国际双重价值链中的嵌入程度，且国际资本的进入在推动国内大循环构建与发展的同时更能推动国内各省域同国际外循环的价值链分工合作。第二，机制分析发现，外资进入主要通过生产率效应和示范带动效应促进省域同全球价值链的关联，以及通过外部冲击效应提升省域对国内价值链的嵌入程度。第三，异质性分析表明，外资进入对省域国内国际双重价值链关联的影响在东中西部间存在明显的地理区域差异，且在“一带一路”倡议提出以后，外资对省域国内国际双重价值链嵌入的促进效应得到了进一步提升。第四，进一步拓展制度和信息化情境分析发现，制度质量和信息化水平的提升能够正向调节外资进入对省域国内国际双重价值链关联的作用效应。此外，基于制度质量的二分法，产权制度和契约制度在激励外资与省域双重价值链关联关系的强度方面存在明显差异。

关键词(KeyWords)： 外商直接投资;国内价值链;全球价值链;双重价值链嵌入;统一大市场

Abstract:

Keywords:

基金项目(Foundation): 国家社会科学基金青年项目“区域价值链视角下推动‘一带一路’建设的产业选择与合作路径研究”(21CJL030)的资助

作者(Author): 陈李强,黄晓燕,张玥

参考文献(References)：

• 陈国亮，陈建军.2012.产业关联、空间地理与二三产业共同集聚——来自中国212个城市的经验考察[J].管理世界，(4):82-100.Chen G L,Chen J J.2012.Industrial linkage,spatial geography and co-concentration of secondary and tertiary industries—An empirical examination from 212 cities in China[J].Journal of Management World,(4):82-100.(in Chinese)
• 陈敏，桂琦寒，陆铭，等.2007.中国经济增长如何持续发挥规模效应?——经济开放与国内商品市场分割的实证研究[J].经济学(季刊),7(1):125-150.Chen M,Gui Q H,Lu M,et al.2007.How to maintain China's high growth rate via scale economy—An empirical study of economic opening and domestic market segmentation[J].China Economic Quarterly,7(1):125-150.(in Chinese)
• 段玉婉，洪槟瀚，陈斌开.2021.全球价值链视角下的“距离之谜”探究[J].世界经济，44(10):3-29.Duan Y W,Hong B H,Chen B K.2021.The distance puzzle:An explanation from a global value chain perspective[J].The Journal of World Economy,44(10):3-29.(in Chinese)
• 傅元海，叶祥松，王展祥.2014.制造业结构优化的技术进步路径选择——基于动态面板的经验分析[J].中国工业经济，(9):78-90.Fu Y H,Ye X S,Wang Z X.2014.The selection of technology progress path of manufacturing structure optimization—An empirical analysis based on dynamic panel data model[J].China Industrial Economics,(9):78-90.(in Chinese)
• 葛顺奇，罗伟.2015.跨国公司进入与中国制造业产业结构——基于全球价值链视角的研究[J].经济研究，50(11):34-48.Ge S Q,Luo W.2015.Multinational enterprises entry and industrial structural of manufacturing sector in China:Based on global value chain perspective[J].Economic Research Journal,50(11):34-48.(in Chinese)
• 郭娟娟，冼国明，徐邦栋.2022.外资进入与国内价值链地位提升[J].金融研究，(5):20-37.Guo J J,Xian G M,Xu B D.2022.Foreign capital entry and national value chain upgrade[J].Journal of Financial Research,(5):20-37.(in Chinese)
• 郭庆旺，赵志耘，贾俊雪.2005.中国省份经济的全要素生产率分析[J].世界经济，28(5):46-53.Guo Q W,Zhao Z Y,Jia J X.2005.The analysis of provincial total factor productivity in China[J].The Journal of World Economy,28(5):46-53.(in Chinese)
• 郭苏文，黄汉民.2011.制度质量、制度稳定性与对外贸易：一项实证研究[J].国际经贸探索，27(4):47-51.Guo S W,Huang H M.2011.Institutional quality,institutional stability and foreign trade:An empirical study[J].International Economics and Trade Research,27(4):47-71.(in Chinese)
• 贺灿飞，魏后凯.2001.信息成本、集聚经济与中国外商投资区位[J].中国工业经济，(9):38-45.He C F,Wei H K.2001.Information cost,cluster economy and FDI location in China[J].China Industrial Economics,(9):38-45.(in Chinese)
• 何雄浪.2006.基于新兴古典经济学、交易成本经济学的产业集群演进机理探析[J].南开经济研究，(3):129-144.He X L.2006.An exploration on the evolving mechanisms for industrial clusters based on new classical economics and transaction cost economics[J].Nankai Economic Studies,(3):129-144.(in Chinese)
• 胡昭玲，张玉.2015.制度质量改进能否提升价值链分工地位?[J].世界经济研究，(8):19-26.Hu Z L,Zhang Y.2015.Does institutional quality improvement promote the position in GVC?[J].World Economy Studies,(8):19-26.(in Chinese)
• 黄群慧.2021.“双循环”新发展格局：深刻内涵、时代背景与形成建议[J].北京工业大学学报(社会科学版),21(1):9-16.Huang Q H.2021.A “Dual Circulation” development pattern:Profound connotation,the background and suggestions[J].Journal of Beijing University of Technology (Social Sciences Edition),21(1):9-16.(in Chinese)
• 黄思雨，胡文琼.2016.反腐败强度与FDI:基于省级面板数据的计量分析[J].特区经济，(9):88-91.Huang S Y,Hu W Q.2016.Anti-corruption and FDI:Quantitative analysis based on provincial panel data[J].Special Zone Economy,(9):88-91.(in Chinese)
• 黄晓燕，陈李强.2023.中国OFDI能提升东道国与中国的价值链关联吗?——基于前后向关联视角[J].南方经济，42(7):112-134.Huang X Y,Chen L Q.2023.Can Chinese OFDI enhance the value chain linkages between host countries and China?—Based on the forward and backward linkage perspective[J].South China Journal of Economics,42(7):112-134.(in Chinese)
• 江红霞，王赞新.2021.构建国内国际双循环相互促进的新发展格局——基于经济理论史和改革开放史的考察分析[J].湖南社会科学，(2):48-55.Jiang H X,Wang Z X.2021.Constructing a new development pattern of mutually promoting domestic and international dual cycles—An examination and analysis based on the history of economic theory and the history of reform and opening-up[J].Social Sciences in Hunan,(2):48-55.(in Chinese)
• 江艇.2022.因果推断经验研究中的中介效应与调节效应[J].中国工业经济，(5):100-120.Jiang T.2022.Mediating effects and moderating effects in causal inference[J].China Industrial Economics,(5):100-120.(in Chinese)
• 黎峰.2016.增加值视角下的中国国家价值链分工——基于改进的区域投入产出模型[J].中国工业经济，(3):52-67.Li F.2016.Division of China's national value chain on the perspective of value-added—Based on the modified regional Input-Output model[J].China Industrial Economics,(3):52-67.(in Chinese)
• 黎峰.2017.外资进入如何影响了中国国内价值链分工?[J].财经研究，43(11):70-83.Li F.2017.How does foreign direct investment affect China's division of labor in national value chain?[J].Journal of Finance and Economics,43(11):70-83.(in Chinese)
• 黎峰.2020.双重价值链嵌入下的中国省级区域角色——一个综合理论分析框架[J].中国工业经济，(1):136-154.Li F.2020.Chinese provincial regionals' role under the dual value chain—A comprehensive theoretical analysis framework[J].China Industrial Economics,(1):136-154.(in Chinese)
• 黎峰.2021.国内国际双循环：理论框架与中国实践[J].财经研究，47(4):4-18.Li F.2021.Dual circulations of domestic and international economy:Theoretical framework and Chinese practice[J].Journal of Finance and Economics,47(4):4-18.(in Chinese)
• 黎继子.2006.集群式供应链管理[M].北京：中国经济出版社.
• 李磊，刘斌，王小霞.2017a.外资溢出效应与中国全球价值链参与[J].世界经济研究，(4):43-58.Li L,Liu B,Wang X X.2017a.Spillover effect of foreign investment and global value chain participation of China[J].World Economy Studies,(4):43-58.(in Chinese)
• 李磊，盛斌，刘斌.2017b.全球价值链参与对劳动力就业及其结构的影响[J].国际贸易问题，(7):27-37.Li L,Sheng B,Liu B.2017b.The impact of global value chains participation on employment and its structure[J].Journal of International Trade,(7):27-37.(in Chinese)
• 李善同，何建武，刘云中.2018.全球价值链视角下中国国内价值链分工测算研究[J].管理评论，30(5):9-18.Li S T,He J B,Liu Y Z.2018.Research on division of labor of China's domestic value chain from the perspective of global value chain[J].Management Review,30(5):9-18.(in Chinese)
• 李善同，张红梅，何建武，等.2021.中国省级贸易增加值核算与应用[M].北京：经济科学出版社.
• 李鑫茹，陈锡康，段玉婉，等.2021.经济全球化和国民收入视角下的双边贸易差额核算——基于国际投入产出模型的研究[J].中国工业经济，(7):100-118.Li X R,Chen X K,Duan Y W,et al.2021.Measuring bilateral trade balance from the perspective of economic globalization and national income—A study based on the world Input-Output model[J].China Industrial Economics,(7):100-118.(in Chinese)
• 刘会政，韩琪.2021.外商直接投资对中国企业嵌入全球价值链稳定性的影响研究[J].国际商务——对外经济贸易大学学报，(3):97-111.Liu H Z,Han Q.2021.Research on the influence of FDI on the stability of Chinese enterprises' embedding in global value chain[J].International Business,(3):97-111.(in Chinese)
• 刘景卿，于佳雯，车维汉.2019.FDI流动与全球价值链分工变化——基于社会网络分析的视角[J].财经研究，45(3):100-113.Liu J Q,Yu J W,Che W H.2019.FDI flow and the division of labor in GVC:An understanding from the perspective of social network analyses[J].Journal of Finance and Economics,45(3):100-113.(in Chinese)
• 刘军，杨渊鋆，张三峰.2020.中国数字经济测度与驱动因素研究[J].上海经济研究，(6):81-96.Liu J,Yang Y Y,Zhang S F.2020.Research on the measurement and driving factors of China's digital economy[J].Shanghai Journal of Economics,(6):81-96.(in Chinese)
• 刘鹏，夏炎.2021.我国各省增加值出口及其价值链嵌入研究——基于全球和国内价值链双视角[J].国际贸易问题，(5):109-126.Liu P,Xia Y.2021.China's provinces' value-added export and embedding in value chains—From the perspective of global value chain and national value chain[J].Journal of International Trade,(5):109-126.(in Chinese)
• 刘鑫，顾雪芹.2022.外资提升双循环战略链接功能的新机制和新路径：以上海为例[J].社会科学，(12):131-140.Liu X,Gu X Q.2022.New mechanism and path for foreign capital to enhance the dual circulation strategic link function:A case study of Shanghai[J].Journal of Social Sciences,(12):131-140.(in Chinese)
• 刘志彪，张少军.2008.中国地区差距及其纠偏：全球价值链和国内价值链的视角[J].学术月刊，40(5):49-55.Liu Z B,Zhang S J.2008.Regional disparity and rectification analysis in China:Based on GVC and NVC's perspective[J].Academic Monthly,40(5):49-55.(in Chinese)
• 刘志彪.2011.重构国家价值链：转变中国制造业发展方式的思考[J].世界经济与政治论坛，(4):1-14.Liu Z B.2011.Reconstructing the national value chain:Reflections on transforming the development mode of China's manufacturing industry[J].Forum of World Economics & Politics,(4):1-14.
• 陆铭，陈钊.2009.分割市场的经济增长——为什么经济开放可能加剧地方保护?[J].经济研究，44(3):42-52.Lu M,Chen Z.2009.Fragmented growth:Why economic opening may worsen domestic market segmentation?[J].Economic Research Journal,44(3):42-52.(in Chinese)
• 罗伟，吕越.2019.外商直接投资对中国参与全球价值链分工的影响[J].世界经济，42(5):49-73.Luo W,Lv Y.2019.The effect of FDI on China's GVC fragmentation[J].The Journal of World Economy,42(5):49-73.(in Chinese)
• 吕越，罗伟，刘斌.2015.异质性企业与全球价值链嵌入：基于效率和融资的视角[J].世界经济，38(8):29-55.Lv Y,Luo W,Liu B.2015.Heterogeneous firms and global value chain embeddedness:An efficiency and financing-based perspective[J].The Journal of World Economy,38(8):29-55.
• 吕越，陈帅，盛斌.2018.嵌入全球价值链会导致中国制造的“低端锁定”吗?[J].管理世界，34(8):11-29.Lv Y,Chen S,Sheng B.2018.Will embedding in GVCs lead to “low-end lock-in” of Chinese manufacturing?[J].Journal of Management World,34(8):11-29.
• 马丹，何雅兴，郁霞.2021.双重价值链、经济不确定性与区域贸易竞争力——“一带一路”建设的视角[J].中国工业经济，(4):81-99.Ma D,He Y X,Yu X.2021.Dual value chain,economic uncertainty and regional trade competitiveness—Perspective of the construction of the Belt and Road[J].China Industrial Economics,(4):81-99.(in Chinese)
• 倪红福，夏杰长.2016.中国区域在全球价值链中的作用及其变化[J].财贸经济，37(10):87-101.Ni H F,Xia J C.2016.The role of China regions and its changes in the global value chains—Based on world Input-Output model embedded with China regions[J].Finance & Trade Economics,37(10):87-101.(in Chinese)
• 欧阳峣，汤凌霄.2022.大国发展格局论：形成、框架与现代价值[J].经济研究，57(4):12-21.Ouyang Y,Tang L X.2022.The theory of the development patterns of great powers:Formation,framework and modern values[J].Economic Research Journal,57(4):12-21.(in Chinese)
• 潘文卿.2018.中国国家价值链：区域关联特征与增加值收益变化[J].统计研究，35(6):18-30.Pan W Q.2018.China national value chain:Characteristics of geographic linkage and changes in value-added[J].Statistical Research,35(6):18-30.(in Chinese)
• 潘文卿，李跟强.2018.中国区域的国家价值链与全球价值链：区域互动与增值收益[J].经济研究，53(3):171-186.Pan W Q,Li G Q.2018.National value chain and global value chain in Chinese regions:Regional interaction and value-added gains[J].Economic Research Journal,53(3):171-186.(in Chinese)
• 潘镇.2006.制度质量、制度距离与双边贸易[J].中国工业经济，(7):45-52.Pan Z.2006.Institutional quality,institutional distance and bilateral trade[J].China Industrial Economics,(7):45-52.(in Chinese)
• 邱斌，杨帅，辛培江.2008.FDI技术溢出渠道与中国制造业生产率增长研究：基于面板数据的分析[J].世界经济，31(8):20-31.Qiu B,Yang S,Xin P J.2008.FDI technology spill-over and the productivity growth of China's manufacturing sector[J].The Journal of World Economy,31(8):20-31.(in Chinese)
• 邵朝对，苏丹妮.2023.中国价值链分工的福利效应与空间解构：双循环视角[J].世界经济，46(1):32-62.Shao C D,Su D N.2023.Welfare effect and spatial deconstruction of China's value chain:The perspective of dual circulation[J].The Journal of World Economy,46(1):32-62.(in Chinese)
• 沈国兵，黄铄珺.2020.外资进入与中国多产品企业出口技术含量[J].国际经贸探索，36(2):4-22.Shen G B,Huang S J.2020.The entry of foreign capital and export technology content of China's multi-product enterprises[J].International Economics and Trade Research,36(2):4-22.(in Chinese)
• 苏庆义.2016.中国省级出口的增加值分解及其应用[J].经济研究，51(1):84-98,113.Su Q Y.2016.Tracing value added in China's exports at the provincial level[J].Economic Research Journal,51(1):84-98,113.(in Chinese)
• 唐宜红，张鹏杨.2017.FDI、全球价值链嵌入与出口国内附加值[J].统计研究，34(4):36-49.Tang Y H,Zhang P Y.2017.FDI,global value chain embeddedness and domestic value added in exports[J].Statistical Research,34(4):36-49.(in Chinese)
• 王永进，李坤望，盛丹.2010.契约制度与产业集聚：基于中国的理论及经验研究[J].世界经济，33(1):141-156.Wang Y J,Li K W,Sheng D.2010.Contract enforcement and agglomeration:Theory and evidence from Chinese provinces[J].The Journal of World Economy,33(1):141-156.(in Chinese)
• 王永钦，杜巨澜，王凯.2014.中国对外直接投资区位选择的决定因素：制度、税负和资源禀赋[J].经济研究，49(12):126-142.Wang Y Q,Du J L,Wang K.2014.The determinants of location choices of China's ODI:Institutions,taxations and resources[J].Economic Research Journal,49(12):126-142.(in Chinese)
• 王小鲁，胡李鹏，樊纲.2021.中国分省份市场化指数报告(2021)[M].北京：社会科学文献出版社.
• 王一鸣.2020.百年大变局、高质量发展与构建新发展格局[J].管理世界，36(12):1-13.Wang Y M.2020.Changes unseen in a century,high-quality development,and the construction of a new development pattern[J].Journal of Management World,36(12):1-13.(in Chinese)
• 王直，魏尚进，祝坤福.2015.总贸易核算法：官方贸易统计与全球价值链的度量[J].中国社会科学，(9):108-127,205-206.Wang Z,Wei S J,Zhu K F.2015.Gross trade accounting method:Official trade statistics and measurement of the global value chain[J].Social Sciences in China,(9):108-127,205-206.(in Chinese)
• 吴延兵.2012.中国哪种所有制类型企业最具创新性?[J].世界经济，35(6):3-29.Wu Y B.2012.Which ownership types are the most innovative in China?[J].The Journal of World Economy,35(6):3-29.
• 谢莉娟，陈锦然.2022.国家价值链与中国经济平衡发展——新发展格局下的理论与经验分析[J].财贸经济，43(11):140-155.Xie L J,Chen J R.2022.National value chain and China's balanced economic development:The theoretical and empirical analysis under the new development paradigm[J].Finance & Trade Economics,43(11):140-155.(in Chinese)
• 谢锐，王振国，陈湘杰.2021.中国省级出口国内增加值及其变动机制研究[J].管理科学学报，24(1):89-108.Xie R,Wang Z G,Chen X J.2021.Study on domestic value added at provincial level induced by China's export and evolution mechanisms[J].Journal of Management Sciences in China,24(1):89-108.(in Chinese)
• 谢子远，张海波.2014.产业集聚影响制造业国际竞争力的内在机理——基于中介变量的检验[J].国际贸易问题，(9):24-35.Xie Z Y,Zhang H B.2014.Mechanism of industrial agglomeration impacting international competitiveness of manufacturing industry:A test based on intervening variables[J].Journal of International Trade,(9):24-35.(in Chinese)
• 徐德英，韩伯棠.2016.技术获取型FDI溢出与信息化发展水平门槛效应[J].科研管理，37(1):20-27.Xu D Y,Han B T.2016.Technology seeking FDI spillover and threshold effects of informational development level[J].Science Research Management,37(1):20-27.(in Chinese)
• 颜鹏飞，王兵.2004.技术效率、技术进步与生产率增长：基于DEA的实证分析[J].经济研究，39(12):55-65.Yan P F,Wang B.2004.Technical efficiency,technical progress & productivity growth:An empirical analysis based on DEA[J].Economic Research Journal,39(12):55-65.(in Chinese)
• 杨继东，杨其静.2020.制度环境、投资结构与产业升级[J].世界经济，43(11):52-77.Yang J D,Yang Q J.2020.Institutional environment,investment structure,and industrial upgrading[J].The Journal of World Economy,43(11):52-77.(in Chinese)
• 易靖韬，蔡菲莹，蒙双，等.2021.制度质量、市场需求与企业出口动态决策[J].财贸经济，42(9):145-160.Yi J T,Cai F Y,Meng S,et al.2021.Institutional quality,demand shocks and firms' export decisions[J].Finance & Trade Economics,42(9):145-160.(in Chinese)
• 张华.2016.地区间环境规制的策略互动研究——对环境规制非完全执行普遍性的解释[J].中国工业经济，(7):74-90.Zhang H.2016.Strategic interaction of regional environmental regulation—An explanation on the universality of incomplete enforcement of environmental regulation[J].China Industrial Economics,(7):74-90.(in Chinese)
• 张培刚.1992.新发展经济学[M].郑州：河南人民出版社.
• 张少军，丁晓强.2020.中国省际调出的增长模式：驱动因素、多层分解与竞争力剖析[J].数量经济技术经济研究，37(11):99-118.Zhang S J,Ding X Q.2020.The growth mode of China's interprovincial outflows:Driving factors,multi-layer decomposition and competitiveness analysis[J].The Journal of Quantitative & Technical Economics,37(11):99-118.(in Chinese)
• 章祥荪，贵斌威.2008.中国全要素生产率分析：Malmquist指数法评述与应用[J].数量经济技术经济研究，25(6):111-122.Zhang X S,Gui B W.2008.The analysis of total factor productivity in China:A review and application of Malmquist index approach[J].The Journal of Quantitative & Technical Economics,25(6):111-122.(in Chinese)
• 张幼文，吴信坤.2017.国际直接投资中的要素流动与全球化经济的资源配置[J].学术月刊，49(12):78-89.Zhang Y W,Wu X K.2017.International flow of production factors in FDI and resource allocation of globalized economy[J].Academic Monthly,49(12):78-89.(in Chinese)
• 张幼文.2020.要素流动下世界经济的机制变化与结构转型[J].学术月刊，52(5):39-50.Zhang Y W.2020.Mechanism change and structure transformation in world economy under factor flow[J].Academic Monthly,52(5):39-50.(in Chinese)
• 钟昌标.2002.国内区际分工和贸易与国际竞争力[J].中国社会科学，(1):94-100.Zhong C B.2002.Domestic regional division of labor and trade at home and international competitiveness[J].Social Sciences in China,(1):94-100.(in Chinese)
• 诸竹君，黄先海，王毅.2020.外资进入与中国式创新双低困境破解[J].经济研究，55(5):99-115.Zhu Z J,Huang X H,Wang Y.2020.FDI entry and the solution to the double low dilemma of Chinese innovation[J].Economic Research Journal,55(5):99-115.(in Chinese)
• Acemoglu D,Johnson S.2005.Unbundling institutions[J].Journal of Political Economy,113(5):949-995.
• Adarov A,Stehrer R.2021.Implications of foreign direct investment,capital formation and its structure for global value chains[J].The World Economy,44(11):3246-3299.
• Arnold J M,Javorcik B S.2009.Gifted kids or pushy parents?Foreign direct investment and plant productivity in Indonesia[J].Journal of International Economics,79(1):42-53.
• Buch C M,Kleinert J,Toubal F.2006.Where enterprises lead,people follow?Links between migration and FDI in Germany[J].European Economic Review,50(8):2017-2036.
• Busse M,Hefeker C.2007.Political risk,institutions and foreign direct investment[J].European Journal of Political Economy,23(2):397-415.
• Dedrick J,Kraemer K L,Linden G.2010.Who profits from innovation in global value chains?:A study of the iPod and notebook PCs[J].Industrial and Corporate Change,19(1):81-116.
• Du J L,Lu Y,Tao Z G.2008.Economic institutions and FDI location choice:Evidence from U.S.multinationals in China[J].Journal of Comparative Economics,36(3):412-429.
• Feenstra R C,Hanson G H.1995.Foreign direct investment and relative wages:Evidence from Mexico's maquiladoras,working paper 5122[R].New York:NBER Working Paper.
• Gereffi G,Humphrey J,Sturgeon T.2005.The governance of global value chains[J].Review of International Political Economy,12(1):78-104.
• Grossman G M,Rossi-Hansberg E.2008.Trading tasks:A simple theory of offshoring[J].American Economic Review,98(5):1978-1997.
• Helpman E,Melitz M J,Yeaple S R.2004.Export versus FDI with heterogeneous firms[J].The American Economic Review,94(1):300-316.
• Hummels D,Ishii J,Yi K M.2001.The nature and growth of vertical specialization in world trade[J].Journal of International Economics,54(1):75-96.
• Koopman R,Wang Z,Wei S J.2014.Tracing value-added and double counting in gross exports[J].American Economic Review,104(2):459-494.
• Kowalski P,Gonzalez J L,Ragoussis A,et al.2015.Participation of developing countries in global value chains:Implications for trade and trade-related policies,OECD Trade Policy Papers,No.179[R].Paris:OECD.
• Meng B,Wang Z,Koopman R.2013.How are global value chains fragmented and extended in China's domestic production network?IDE Discussion Paper,No.424[R].IDE.
• Meng B,Yamano N.2017.Compilation of a regionally extended inter-country Input-Output table and its application to global value chain analyses[J].Journal of Economic Structures,6(1):23.
• North D C.1990.Institutions,institutional change and economic performance[M].Cambridge:Cambridge University Press.
• Upward R,Wang Z,Zheng J H.2013.Weighing China's export basket:The domestic content and technology intensity of Chinese exports[J].Journal of Comparative Economics,41(2):527-543.
• Wang Z,Wei S J,Zhu K F.2013.Quantifying international production sharing at the bilateral and sector levels,NBER Working Paper,No.w19677[R].NBER.
• Wei S J.2000.How taxing is corruption on international investors?[J].The Review of Economics and Statistics,82(1):1-11.
• Williamson O E.1985.The economic institutions of capitalism[M].New York:Free Press.
• (1)外商投资企业注册登记数量包括外资企业及其在中国境内的分支机构。
• (2)遵循已有研究的定义,本文也将国内一省份对其他省份的出口称为省际调出,而将一省份对他国的出口称为出口贸易。
• (3)参见马克思恩格斯文集(第1卷)[M].北京:人民出版社,2009:562.
• (4)参见资本论(第1卷)[M].北京:人民出版社,2018:283.
• (5)参见马克思恩格斯全集(第30卷)[M].北京:人民出版社,1995:521.
• (6)参见马克思恩格斯文集(第1卷)[M].北京:人民出版社,2009:756
• (7)省域嵌入世界投入产出表表式参见附录1。
• (8)基于数据可获得性考虑,本文分析不包括台湾省、香港、澳门和西藏四个省级行政区域。
• (9)借鉴张华(2016)的研究,本文采用各省贪污贿赂、渎职侵权案件数来衡量腐败程度,数据来源于《中国检察年鉴》及各省市人民检察院工作报告。
• (10)数据来源于各省统计年鉴。
• (11)数据来源于马克数据网,数据测算参考了颜鹏飞和王兵(2004)、郭庆旺等(2005)、章祥荪和贵斌威(2008)的研究。
• (12)数据来源于各省统计年鉴。
• (13)此处,外审专家指出外资进入规模流量(FDI)的一部分即为跨国公司在华新设立的子公司或分支机构所形成的投资流量,因此借鉴外审专家的建议,将外资进入规模滞后一期来模仿本期新进外企受上期FDI的示范与吸引,以体现示范吸引过程。
• (14)数据来源于马克数据网,数据测算参考了陆铭和陈钊(2009)的研究。
• (15)常见的关于各国制度质量测度的数据来源有四个:美国传统基金会和《华尔街日报》联合发布的经济自由度指数(EFI)、政治风险服务集团(PRS Group)出版的国际国别风险指南(ICRG)、世界经济论坛发布的全球竞争力指数(GCI),以及世界银行的全球治理指数(WGI)。
• (16)王小鲁等(2021)编制的市场化指数中的两个一级指标“政府与市场关系”和“市场中介组织的发育和法制环境”,其构造理念与Acemoglu and Johnson(2005)对产权制度和契约制度的界定具有很高的契合度,因此,本文与杨继东和杨其静(2020)一样,以这两类指标分别作为各省域产权制度(Q■)和契约制度(Q■)质量的代理变量。
• (17)国家统计局统计科学研究所编制的信息化发展指数(包括基础设施、产业技术、应用消费、知识支撑和发展效果5个信息化细分指标)作为信息化水平的代理变量更为精确,但该指标2013年以后数据缺失,故借鉴刘军等(2020)的方法测度各省域的信息化发展指数为各省域信息化水平的代理变量。